A complex web of federal and state laws govern financing and securities issues. Complying with these laws and regulations can be challenging for even an experienced business owner, let alone someone who is relatively new to the world of business. The Law Offices of Gretchen Cowen represents public and private companies of all sizes, from emerging businesses to long-established corporations. I provide guidance and counsel to business clients on complying with federal banking and securities laws, along with all applicable state and local regulations.
For more than twenty years, I have assisted business clients with all types of transactional matters, including those related to the offering of securities, the sale of securities and obtaining financing. I have substantial experience in these matters, and bring both my legal acumen and practical knowledge to each transaction, advising clients and ensuring that they comply with all laws and regulations.
Ensure your business is compliant with current standards
Any business that sells publicly-traded stocks must comply with the strict financial disclosure obligations and rules under the Sarbanes-Oxley Act, the Securities Exchange Acts of 1933 and 1934 and other regulations. These laws, administered by the Securities and Exchange Commission, are complex and often burdensome. An attorney with substantial experience in securities compliance matters is often required to ensure that all laws are followed in offerings and financing arrangements.